Home | | Virtual Museum and Archive of the History of Financial Regulation

Time 2020-07-09 16:07:26

Web Name: Home | | Virtual Museum and Archive of the History of Financial Regulation

WebSite: http://www.sechistorical.org

ID:23557

Keywords:

and,Archive,Museum,

Description:

What is the Securities Exchange Commission Historical Society? Watch this short video outlining the history and beginnings of the society. In this program, Theresa Gabaldon, Professor of Law at George Washington University School of Law, talks with former SEC Solicitor Paul Gonson, and Mark Kreitman, then Assistant Director of the SEC’s Division of Enforcement, about the SEC’s relationship to the courts. Unlike most other agencies, Gonson explains, ‘the SEC has independent litigating authority; that is, it goes into courts with its own lawyers, both trial courts and appellate courts, rather than through lawyers in the Department of Justice or in the U.S. Attorney’s office.’ Gonson goes on to say that ‘[i]t’s been very useful, both in my experience at the SEC and in Mark’s, that the ability to go to court with your own lawyers means that the staff and the Commissioners are able to discuss how they want to do that, and exactly how they want to proceed and what tactics to take. …I think it’s fair to say that in the 70 years or more since the Collier decision, which Mark has referred to, the SEC has become a formidable litigator in courts and some persons regard it as the premier law enforcement agency in the federal government. Listen to the full audio recording and access the transcript for this program. President - Joan E. McKown, Jones Day President-Elect - Annette L. Nazareth, Davis Polk Wardwell LLP Treasurer - Susan G. Markel, AlixPartners LLP Secretary - Lori A. Richards VP-Museum - Marc B. Dorfman VP-Development - James W. Barratt, Ankura Consulting Group, LLC Lara Abrash, Deloitte Touche LLP Meredith B. Cross, Wilmer Cutler Pickering Hale and Dorr LLP Marc B. Dorfman Kristofer K. Swanson, Charles River Associates Daniel L. Goelzer, Retired Partner, Baker McKenzie Richard W. Grime, Gibson, Dunn Crutcher LLP Claudius B. Modesti, Akin Gump Strauss Hauer Feld LLP Russell G. Ryan, King Spalding LLP Steven S. Scholes, McDermott Will Emery John H. Walsh, Eversheds Sutherland (US) LLP John McCarthy, Wicklow Capital, Inc. Erica Williams, Kirkland Ellis LLP *The Board of Advisors is a corps of committed volunteers who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the SEC Historical Society. Documents from Historic Insider Trading Cases - United States v. Newman Chiarella v. United States Cover Image: June 3, 2019 Roundtable of Current and Former SEC Chairs While the first few months of 2020 have been fraught with uncertainty, we look back at last year through a positive lens as we share our 2019 Annual Report. Permission for Use The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time. Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose. Material used with the Society's permission should be credited to: www.sechistorical.org.

TAGS:and Archive Museum 

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Welcome to the online museum and archive of the history of financial regulation, providing access to primary materials on the creation and growth of the regulation of the capital markets from the 20th century to the present.

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